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Policies
Trust, privacy and confidentiality are the guiding principles upon which Lewis Lacey Capital Management’s relationship with clients is built and form the basis for our Privacy Policy. Lewis Lacey Capital Management is committed to servicing the needs of all who do business with us. We are dedicated to safeguarding the privacy of all nonpublic personal financial information which clients and prospects provide to us.
Nonpublic personal information includes:
Information that Lewis Lacey Capital Management collects from you in creating and maintaining your advisory account, such as name, address, age, phone number, social security or tax ID number, assets, liabilities, income, banking and broker-dealer relationships and other personal information.
Our Disclosure Policy:
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as permitted by law. Additionally, we may share information with outside companies that perform administrative services for us. However, our arrangements with these service providers require them to treat your information as confidential.
Lewis Lacey Capital Management employs physical, electronic and procedural controls to protect your nonpublic personal information. However, we cannot guarantee that third parties cannot defeat the measures we use to protect those communications.
Our Privacy Policy restricts the use of client information and requires that it be held in strict confidence. Many of our clients know each other. You, of course, are free to discuss with anyone that you have retained Lewis Lacey Capital Management as an investment adviser. We, however, will not disclose to any party that you are our client unless we have first received your permission to do so.
Client Notifications:
We are required by law to annually provide a notice describing our privacy policy. Additionally, Lewis Lacey Capital Management will promptly inform you if there are changes to our policy.
No Creation of Advisor-Client Relationship or Privilege:
Your use or viewing of this website does not create an advisor-client relationship between you and Lewis Lacey Capital Management. If you are not currently a client of Lewis Lacey Capital Management, we may not represent you until we have determined that no conflicts of interest exist. Do not send any confidential information to us until we have agreed on terms of engagement and have accepted your representation.
Investment Advice:
If we attach articles or investment related information to this website, or make such materials accessible from this website, the information is neither legal nor investment and tax advice. The information might not be applicable to your particular investment situation and might not reflect recent financial developments. You should consult with your advisor before relying on any information you access from this website.
Advertising:
This website is not intended to be advertising. This website is intended to provide general information about our office and to educate our clients and the public. If you are viewing this website in a state in which this website does not comply with local laws or ethical rules, we are not interested in representing you if you decide to engage us based on your viewing of this website.
Links:
Charles Schwab Website-You are now leaving the Lewis Lacey Capital Management web site and will be entering the Charles Schwab & Co., Inc. ("Schwab") Web site. Schwab is a registered broker-dealer, and is not affiliated with any advisor(s) whose name(s) appear on this web site. Lewis Lacey Capital Management is independently owned and operated. Schwab neither endorses nor recommends any particular advisor or investment strategy. Lewis Lacey Capital Management provides investment advisory services for your account. Schwab has agreements with Lewis Lacey Capital Management under which Schwab provides Lewis Lacey Capital Management with services related to your account. Schwab does not review the Lewis Lacey Capital Management web site, and makes no representation regarding the content of the web site. The information contained in the Lewis Lacey Capital Management web site should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.
Contact Us
If you have any questions regarding this Disclaimer, please contact us at info@laceycap.com.
